OSC settles three cases involving breaches of director and officer bans

The Ontario Securities Commission (OSC) today announced settlements with three individuals who failed to comply with director and officer bans imposed by the Capital Markets Tribunal, reinforcing the ...

OSC seeks applications for Investor Advisory Panel

The Ontario Securities Commission (OSC) is inviting applications for membership on its independent Investor Advisory Panel (IAP or Panel), an advisory committee to the OSC that provides the primary ...

AMF Québec, OSC and AMF France enter into an agreement to support cross-listing of securities in Canada and France

"Co-operation and information sharing across global jurisdictions is important to facilitate the regulation of cross-listed issuers," said Grant Vingoe, CEO of the OSC. "This agreement is another way ...
Wealth Professional

OSC proposes higher fees for large firms, cuts costs for smaller market participants

Large issuers and registrant firms could face higher regulatory costs under proposed Ontario Securities Commission (OSC) ...
JD Supra

OSC Releases 2024-2030 Strategic Plan

On May 3, 2024, the Ontario Securities Commission (“OSC”) released its 2024-2030 strategic plan (the “Plan”), which sets out the OSC’s goals and priorities for the next six years. The product of a ...