Since its launch in 2011, the SEC Whistleblower Program has been a resounding success—but gaps still remain, a co-chair of Outten & Golden's whistleblower practice writes. Earlier this month, U.S.

The recent enforcement action against Foot Locker for violating the Whistleblower Protection Rule suggests that the SEC’s enforcement agenda may include a focus on whistleblower matters. The SEC’s ...

What does the SEC have to do with all this? It's become a very attractive venue for whistleblowers to lodge complaints. The Dodd-Frank Wall Street Reform and Consumer Protection Act amended the ...

Since the Dodd–Frank Act of 2010, the SEC has fundamentally reshaped how securities fraud and corporate misconduct are detected and addressed. Through its Office of the Whistleblower (OWB), the ...

Given the risks and unpleasant real life experiences of many whistleblowers on Wall Street, I firmly believe and recommended in my book that Congress should establish a privately staffed Office of ...

The Securities and Exchange Commission issued a risk alert Monday, telling investment advisers and broker-dealers that examiners will be checking on their compliance with a whistleblower-protection ...