The beneficial ownership of a QII exceeds 10% at month-end. Five business days after the applicable month-end. The beneficial ownership of a Passive Investor[4] exceeds 5%. Five business days after ...
New filing deadlines for Schedule 13G become effective on September 30. In October 2023, the SEC adopted new rules governing beneficial ownership reporting, including accelerating the filing deadlines ...
Schedule 13G is an official form that federal regulators may require investors to file when they purchase a significant amount of a company’s stock but have no intention of influencing or controlling ...
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